01
Reporting starts before the filing window
FATCA and CRS reporting depends on accurate entity classification and complete investor documentation. Treating the process as an annual filing exercise can leave too little time to resolve missing self-certifications, review changes in circumstances or confirm reportable accounts.
A useful calendar begins at onboarding, assigns owners for investor tax records and creates periodic checks well before the reporting deadline.
02
What the calendar should connect
The calendar should link onboarding controls, self-certification tracking, remediation, entity and account classification, data preparation, professional review, filing evidence and record retention.
It should also identify when tax or legal judgement is required. Operational teams can coordinate information and evidence, while classification and reporting treatment may need qualified advice.
03
Design for evidence
A well-designed process leaves a clear record of the data used, the reviews performed, the submission made and any follow-up action. That evidence is as important as the calendar entry itself.
This briefing is general information only. It is not legal, regulatory, tax, investment or financial advice. Treatment depends on the facts, jurisdictions and advice of the relevant qualified professional.